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Home > Insider Trading > Filing (0001459221-14-000013)

Filing Details

Accession Number:: 0001459221-14-000013
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-06 15:04:40
Reporting Period:: 2014-03-04

Filing Date:: 2014-03-06
Accepted Time:: 2014-03-06 15:04:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
33488	Escalade Inc	ESCA	Sporting & Athletic Goods, Nec (3949)	132739290

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1409119	J Robert Keller	817 Maxwell Ave Evansville IN 47711	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-03-04	13,750	$2.56	202,500	No	4	M	Direct
Common Stock	Acquisiton	2014-03-06	5,500	$5.85	208,000	No	4	M	Direct
Common Stock	Acquisiton	2014-03-06	1,552	$5.28	209,522	No	4	M	Direct
Common Stock	Acquisiton	2014-03-06	2,948	$6.07	212,500	No	4	M	Direct
Common Stock	Disposition	2014-03-04	2,800	$11.91	209,700	No	4	S	Direct
Common Stock	Disposition	2014-03-04	300	$11.90	209,400	No	4	S	Direct
Common Stock	Disposition	2014-03-05	5,000	$11.70	204,400	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Option	Disposition	2014-03-04	13,750	$0.00	13,750	$2.56
Common Stock	Common Stock Option	Disposition	2014-03-06	1,552	$0.00	1,552	$5.28
Common Stock	Common Stock Option	Disposition	2014-03-06	5,500	$0.00	5,500	$5.85
Common Stock	Common Stock Option	Disposition	2014-03-06	2,948	$0.00	2,948	$6.07

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-02-26	2015-02-26	No	4	M	Direct
38,448	2013-03-02	2017-03-02	No	4	M	Direct
16,500	2014-03-01	2018-03-01	No	4	M	Direct
35,252	2012-03-01	2016-03-01	No	4	M	Direct

Footnotes

Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan in a transaction exempt from Section 16(b) short swing profit liability.