Filing Details

Accession Number:
0001181431-14-011041
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-05 17:27:47
Reporting Period:
2014-03-04
Filing Date:
2014-03-05
Accepted Time:
2014-03-05 17:27:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
928054 Flotek Industries Inc FTK Miscellaneous Chemical Products (2890) 900023731
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1434793 A Steven Reeves 10603 W. Sam Houston Pkwy. N Ste. 300
Houston TX 77064
Exec. Vp, Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-04 50,000 $26.66 277,242 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 21,087 Indirect Flotek 401K
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock $22.75 2009-03-28 2014-03-27 8,680 8,680 Direct
Common Stock Common Stock $22.75 2009-08-09 2014-08-08 7,724 16,404 Direct
Common Stock Common Stock $9.19 2012-04-08 2017-04-07 200,000 216,404 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-03-27 8,680 8,680 Direct
2014-08-08 7,724 16,404 Direct
2017-04-07 200,000 216,404 Direct
Footnotes
  1. Disposition of 50,000 shares directly owned in open market sales at average price of $26.6619.