Filing Details
- Accession Number:
- 0000090185-14-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-05 15:11:23
- Reporting Period:
- 2014-03-03
- Filing Date:
- 2014-03-05
- Accepted Time:
- 2014-03-05 15:11:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 90185 | Sigma Aldrich Corp | SIAL | Wholesale-Chemicals & Allied Products (5160) | 431050617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1345644 | Douglas Rau | C/O Sigma-Aldrich Corporation 3050 Spruce Street St. Louis MO 63103 | Vp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-03 | 1,697 | $32.84 | 11,066 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-03 | 2,500 | $34.03 | 13,566 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-03 | 2,750 | $41.62 | 16,316 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-03 | 2,730 | $93.48 | 13,586 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2014-03-04 | 4,750 | $41.62 | 18,336 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-04 | 4,650 | $52.76 | 22,986 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-04 | 4,750 | $93.53 | 18,236 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-04 | 4,650 | $93.53 | 13,586 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-03-04 | 5,700 | $93.53 | 41 | No | 4 | S | Indirect | By 401(k) Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By 401(k) Plan |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | ISO Stock Option Right To Buy | Disposition | 2014-03-03 | 1,697 | $0.00 | 1,697 | $32.84 |
| Common Stock | ISO Stock Option Right To Buy | Disposition | 2014-03-03 | 2,500 | $0.00 | 2,500 | $34.03 |
| Common Stock | ISO Stock Option Right To Buy | Disposition | 2014-03-03 | 2,750 | $0.00 | 2,750 | $41.62 |
| Common Stock | NQ Stock Option Right to Buy | Disposition | 2014-03-04 | 4,750 | $0.00 | 4,750 | $41.62 |
| Common Stock | NQ Stock Option Right to Buy | Disposition | 2014-03-04 | 4,650 | $0.00 | 4,650 | $52.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-12-05 | 2015-12-05 | No | 4 | M | Direct |
| 0 | 2009-05-01 | 2016-05-01 | No | 4 | M | Direct |
| 0 | 2010-02-16 | 2017-02-16 | No | 4 | M | Direct |
| 0 | 2008-02-16 | 2017-02-16 | No | 4 | M | Direct |
| 0 | 2009-02-15 | 2018-02-15 | No | 4 | M | Direct |
Footnotes
- The number of shares is based on a 401(k) plan statement dated as of 3/4/2014.
- The option vested in three equal installments on December 5, 2006, 2007, and 2008.
- The option vested in three equal installments on February 16, 2008, 2009, and 2010.
- The option vested in three equal installments on February 15, 2009, 2010, and 2011.
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