Filing Details
- Accession Number:
- 0001127602-14-009618
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-03 17:49:38
- Reporting Period:
- 2014-02-28
- Filing Date:
- 2014-03-03
- Accepted Time:
- 2014-03-03 17:49:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1570585 | Liberty Global Plc | LBTY | Cable & Other Pay Television Services (4841) | 981089808 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1145585 | W John Dick | 38 Hans Crescent London X0 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Acquisiton | 2014-02-28 | 11,150 | $20.55 | 26,385 | No | 4 | M | Direct | |
| Class C Ordinary Shares | Acquisiton | 2014-02-28 | 10,450 | $19.45 | 23,275 | No | 4 | M | Direct | |
| Class A Ordinary Shares | Disposition | 2014-02-28 | 11,150 | $87.30 | 15,235 | No | 4 | S | Direct | |
| Class C Ordinary Shares | Disposition | 2014-02-28 | 10,450 | $85.61 | 12,825 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Stock Option A (right to buy) | Disposition | 2014-02-28 | 11,150 | $0.00 | 11,150 | $20.55 |
| Class C Ordinary Shares | Stock Option C (right to buy) | Disposition | 2014-02-28 | 10,450 | $0.00 | 10,450 | $19.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-03-11 | No | 4 | M | Direct | |
| 0 | 2014-03-11 | No | 4 | M | Direct |
Footnotes
- The price reflects a weighted average of sales made at prices ranging from $87.28 to $87.33. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $85.57 to $85.68. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The option is immediately exercisable.
Billionaire Hedge Funds
