Filing Details

Accession Number:
0000750556-14-000078
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-03 14:15:59
Reporting Period:
2014-03-03
Filing Date:
2014-03-03
Accepted Time:
2014-03-03 14:15:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
750556 Suntrust Banks Inc STI National Commercial Banks (6021) 581575035
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1352118 E Thomas Freeman 303 Peachtree Street, N.e.
Atlanta GA 30308
Corp. Evp & Chief Credit Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-28 13,157 $37.90 43,635 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 125 Indirect Son
Common Stock 630 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 1,460 1,460 Direct
Common Stock Phantom Stock Units $0.00 3,541 3,541 Direct
Common Stock Phantom Stock $0.00 2014-02-14 2022-02-14 2,944 5,765 Direct
Common Stock Phantom Stock $0.00 2015-02-21 3,761 3,761 Direct
Common Stock Phantom Stock $0.00 2016-02-21 3,761 3,761 Direct
Common Stock Phantom Stock $0.00 2017-02-21 3,762 3,762 Direct
Common Stock Option $71.03 2009-02-14 2016-02-14 18,000 18,000 Direct
Common Stock Option $85.06 2010-02-13 2017-02-13 20,000 20,000 Direct
Common Stock Option $64.58 2011-02-12 2018-02-12 81,400 81,400 Direct
Common Stock Option $9.06 2012-02-10 2019-02-10 250,000 250,000 Direct
Common Stock Option $9.06 2012-02-10 2019-02-10 25,276 25,276 Direct
Common Stock Option $29.20 2012-04-01 2021-04-01 27,349 27,349 Direct
Common Stock Option $21.67 2022-02-14 44,400 44,400 Direct
Common Stock Option $27.41 2014-02-26 2023-02-26 13,495 13,495 Direct
Common Stock Option $27.41 2015-02-26 2023-02-26 13,495 13,495 Direct
Common Stock Option $27.41 2016-02-26 2023-02-26 13,496 13,496 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,460 1,460 Direct
3,541 3,541 Direct
2022-02-14 2,944 5,765 Direct
3,761 3,761 Direct
3,761 3,761 Direct
3,762 3,762 Direct
2016-02-14 18,000 18,000 Direct
2017-02-13 20,000 20,000 Direct
2018-02-12 81,400 81,400 Direct
2019-02-10 250,000 250,000 Direct
2019-02-10 25,276 25,276 Direct
2021-04-01 27,349 27,349 Direct
2022-02-14 44,400 44,400 Direct
2023-02-26 13,495 13,495 Direct
2023-02-26 13,495 13,495 Direct
2023-02-26 13,496 13,496 Direct
Footnotes
  1. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
  2. Includes restricted stock granted under SunTrust Banks, Inc. 2004 Stock Plan and the 2009 Stock Plan. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. This plan is exempt under Rule 16(b)-3.
  3. The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis.
  4. Reflects time vesting as of March 31, 2012 with respect to restricted stock units originally granted under the SunTrust Banks, Inc. 2009 Stock Plan on April 1, 2011. Grant was exempt pursuant to Rule 16b-3. Award will vest pro rata annually (i.e. one-third each year) and will vest post-retirement provided certain noncompetition and other restrictive covenants are performed. Includes shares acquired upon dividend reinvestment.
  5. Represents satisfaction of return on asset performance condition of performance-vested restricted stock units granted on 2/14/2012. Granted under the 2009 Stock Plan. Award will settle in shares in February, 2015.
  6. Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan. Includes shares acquired upon dividend reinvestment.
  7. Granted pursuant to the SunTrust Banks, Inc. 2004 StockPlan.
  8. Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. Award vests annually over the next three years.
  9. Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.