Filing Details
- Accession Number:
- 0001209191-14-015007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-27 18:11:20
- Reporting Period:
- 2014-02-25
- Filing Date:
- 2014-02-27
- Accepted Time:
- 2014-02-27 18:11:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 731766 | Unitedhealth Group Inc | UNH | Hospital & Medical Service Plans (6324) | 411321939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235046 | C Larry Renfro | C/O Unitedhealth Group 9900 Bren Road East Minnetonka MN 55343 | Evp, Uhg And Ceo, Optum | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-02-25 | 86,558 | $75.34 | 178,181 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-25 | 92,800 | $29.74 | 270,981 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-25 | 62,945 | $75.32 | 208,036 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-02-25 | 29,855 | $75.34 | 178,181 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-25 | 76,024 | $33.00 | 254,205 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-25 | 53,290 | $75.32 | 200,915 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-02-25 | 15,156 | $75.34 | 185,759 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2014-02-25 | 92,800 | $0.00 | 92,800 | $29.74 |
| Common Stock | Stock Appreciation Rights | Disposition | 2014-02-25 | 76,024 | $0.00 | 76,024 | $33.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-03 | No | 4 | M | Direct | |
| 0 | 2020-02-09 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades ranging from $75.13 to $75.83 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.
- The stock appreciation rights vested at a rate of 25% annually on February 3 from the years 2010 through 2013.
- The stock appreciation rights vested at a rate of 25% annually on February 9 from the years 2011 through 2014.
Billionaire Hedge Funds
