Filing Details
- Accession Number:
- 0001127602-14-008150
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-25 12:28:10
- Reporting Period:
- 2014-02-21
- Filing Date:
- 2014-02-25
- Accepted Time:
- 2014-02-25 12:28:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 53669 | Johnson Controls Inc | JCI | Public Bldg & Related Furniture (2531) | 390380010 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344887 | A Charles Harvey | 5757 N. Green Bay Avenue P.o. Box 591 Milwaukee WI 53201-0591 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-04 | 500 | $0.00 | 39,696 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2014-02-21 | 18,000 | $22.56 | 57,861 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-21 | 18,000 | $50.00 | 39,861 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-02-21 | 18,000 | $0.00 | 18,000 | $22.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 54,000 | 2007-11-16 | 2015-11-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,424 | Indirect | By 401(k) Plan Trust |
Footnotes
- The reporting person's holdings include 74.284 shares acquired under the issuer's dividend reinvestment and common stock purchase plan since the reporting person's last report. These shares were acquired pursuant to the employee stock purchase plan provisions of the dividend reinvestment and common stock purchase plan, which acquisitions are exempt from Section 16. The balance includes 139.75 shares acquired via dividend reinvestment on January 6, 2014, 2013 at $50.30 per share.
- The number of underlying securities is based on the stock fund balance on February 21, 2014. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a February 21, 2014, stock fund price of $49.72 per share. The balance also includes a company match of 353.44 shares on February 20, 2014.
Billionaire Hedge Funds
