Filing Details

Accession Number:
0001181431-14-008360
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-21 15:14:32
Reporting Period:
2014-02-19
Filing Date:
2014-02-21
Accepted Time:
2014-02-21 15:14:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1367920 Concert Pharmaceuticals Inc. CNCE Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1028348 Brookside Capital Partners Fund Lp John Hancock Tower, 200 Clarendon Street
Boston MA 02116
No No Yes No
1056548 P L Investors Capital Brookside John Hancock Tower, 200 Clarendon Street
Boston MA 02116
No No Yes No
1156175 Brookside Capital Management Llc John Hancock Tower, 200 Clarendon Street
Boston MA 02116
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-19 761,062 $0.00 793,851 No 4 C Indirect See Footnote
Common Stock Acquisiton 2014-02-19 353,982 $0.00 1,147,833 No 4 C Indirect See Footnote
Common Stock Acquisiton 2014-02-19 350,000 $14.00 1,497,833 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock SERIES B CONVERTIBLE PREFERRED STOCK Disposition 2014-02-19 4,300,000 $0.00 761,062 $0.00
Common Stock SERIES C CONVERTIBLE PREFERRED STOCK Disposition 2014-02-19 2,000,000 $0.00 353,982 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series B and Series C Convertible Preferred Stock converted into Common Stock on a 1-for-5.65 basis upon the closing of the Issuer's initial public offering without payment of consideration.
  2. Brookside Capital Management, LLC ("BCM") is the sole general partner of Brookside Capital Investors, L.P. ("BCI"). BCI is the sole general partner of Brookside Capital Partners Fund, L.P. ("BCPF"). BCM and BCI each may be deemed to share voting dispositive powers with respect to the shares held by BCPF. Each of BCM and BCI disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest therein.
  3. Not applicable.