Filing Details

Accession Number:
0001340231-14-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-21 13:02:19
Reporting Period:
2014-02-20
Filing Date:
2014-02-21
Accepted Time:
2014-02-21 13:02:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1108967 Cui Global Inc. CUI Services-Advertising (7310) 841463284
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1340231 J William Clough Cui Global, Inc.
20050 Sw 112 Avenue
Tualatin OR 97062
President/Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-20 17,814 $4.56 31,147 No 4 M Direct
Common Stock Disposition 2014-02-20 9,557 $4.56 21,590 No 4 M Direct
Common Stock Disposition 2014-02-20 3,300 $0.00 18,290 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Purchase Option Disposition 2014-02-20 17,814 $8.50 17,814 $4.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
638,417 2014-02-20 2022-04-16 No 4 F Direct
Footnotes
  1. Filer exercised a cashless option to purchase common stock at a strike price of $4.56.
  2. Filer exercised an option to purchase 17,814 shares of common stock; 9,557 common shares were returned to the company as consideration for the cashless exercise; 8,257 shares of common stock were issued to the Filer.
  3. Filer conveyed shares pursuant to a domestic relation's order.