Filing Details
- Accession Number:
- 0000021175-14-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-18 15:31:11
- Reporting Period:
- 2014-02-13
- Filing Date:
- 2014-02-18
- Accepted Time:
- 2014-02-18 15:31:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 21175 | Cna Financial Corp | CNA | Fire, Marine & Casualty Insurance (6331) | 366169860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1308943 | Craig D Mense | 333 S. Wabash Chicago IL 60604 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-02-13 | 14,795 | $26.15 | 44,302 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-13 | 14,795 | $41.95 | 29,507 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-14 | 10,205 | $26.15 | 39,712 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-14 | 10,205 | $41.95 | 29,507 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-02-14 | 7,145 | $27.27 | 36,652 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-02-14 | 7,145 | $41.95 | 29,507 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2014-02-13 | 14,795 | $0.00 | 14,795 | $26.15 |
| Common Stock | Stock Options | Disposition | 2014-02-14 | 10,205 | $0.00 | 10,205 | $26.15 |
| Common Stock | Stock Options | Disposition | 2014-02-14 | 7,145 | $0.00 | 7,145 | $27.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,205 | 2014-11-29 | No | 4 | M | Direct | |
| 0 | 2014-11-29 | No | 4 | M | Direct | |
| 17,855 | 2015-02-09 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $42.00 to $41.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $41.95 to $41.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- As previously reported, the option became exercisable in four equal annual installments beginning on November 29, 2005.
- The Reporting Person received the Stock Options at no cost.
- As previously reported, the option became exercisable in four equal annual installments beginning on February 9, 2006.
Billionaire Hedge Funds
