Filing Details
- Accession Number:
- 0001209191-14-010919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-02-14 17:06:27
- Reporting Period:
- 2013-12-18
- Filing Date:
- 2014-02-14
- Accepted Time:
- 2014-02-14 17:06:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1389072 | Heartware International Inc. | HTWR | Surgical & Medical Instruments & Apparatus (3841) | 980498958 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1404477 | Bain Robert Thomas | C/O Heartware International, Inc. 205 Newbury St., Suite 101 Framingham MA 01701 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-18 | 6,942 | $92.27 | 0 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,510 | Direct | |
| Common Stock | 2,500 | Indirect | See footnote |
Footnotes
- The sale of CHESS Depository Interests (converted to common stock) occurred under a broker-managed voluntary share sale facility that was established in accordance with the requirements of the ASX following the Company's delisting from the ASX.
- The sale price has been converted from Australian dollars to the U.S. dollar equivalent at the spot rate on the date of the transaction.
- Held by Mr. Thomas' spouse, Mrs. Kyrenia Thomas.
- Robert Thomas as Trustee of the RB Thomas Superannuation Fund.
Billionaire Hedge Funds
