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Home > Insider Trading > Filing (0001209191-14-010915)

Filing Details

Accession Number:: 0001209191-14-010915
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2014-02-14 17:02:16
Reporting Period:: 2011-09-06

Filing Date:: 2014-02-14
Accepted Time:: 2014-02-14 17:02:16
Original Submission Date:: 2011-09-08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1389072	Heartware International Inc.	HTWR	Surgical & Medical Instruments & Apparatus (3841)	980498958

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1404477	Bain Robert Thomas	C/O Heartware International, Inc. 205 Newbury St., Suite 101 Framingham MA 01701		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-09-06	5,000	$60.35	5,714	No	4	S	Indirect	see footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	see footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	29,595	Direct
Common Stock	46,370	Indirect	see footnote
Common Stock	14,286	Indirect	see footnote
Common Stock	1,285	Indirect	see footnote

Footnotes

Robert Thomas as Trustee of the Thomas Family Account.
Robert Thomas as Trustee of the RB Thomas Superannuation Fund.
Held by Mr. Thomas' spouse, Mrs. Kyrenia Thomas.
Robert Thomas as Trustee of the Tony McCullough Foundation.