Filing Details

Accession Number:
0000855658-14-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-13 13:10:21
Reporting Period:
2014-02-11
Filing Date:
2014-02-13
Accepted Time:
2014-02-13 13:10:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
855658 Lattice Semiconductor Corp LSCC Semiconductors & Related Devices (3674) 930835214
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1131060 H Gerhard Parker 5555 N.e. Moore Ct.
Hillsboro OR 97124
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-11 72,000 $4.53 108,339 No 4 M Direct
Common Stock Disposition 2014-02-11 72,000 $7.07 36,339 No 4 S Direct
Common Stock Acquisiton 2014-02-11 22,500 $4.74 58,839 No 4 M Direct
Common Stock Disposition 2014-02-11 22,500 $7.07 36,339 No 4 S Direct
Common Stock Acquisiton 2014-02-11 22,500 $2.32 58,839 No 4 M Direct
Common Stock Disposition 2014-02-11 22,500 $7.07 36,339 No 4 S Direct
Common Stock Acquisiton 2014-02-11 22,500 $2.29 58,839 No 4 M Direct
Common Stock Disposition 2014-02-11 22,500 $7.07 36,339 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-02-11 22,500 $0.00 22,500 $2.29
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-02-11 22,500 $0.00 22,500 $2.32
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-02-11 72,000 $0.00 72,000 $4.53
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-02-11 22,500 $0.00 22,500 $4.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-11-04 2019-08-04 No 4 M Direct
0 2010-11-05 2018-08-05 No 4 M Direct
0 2006-07-31 2016-01-31 No 4 M Direct
0 2009-11-07 2017-08-07 No 4 M Direct
Footnotes
  1. The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $7.02 to $7.16.
  2. This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest on 11/4/2011. 25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/4/2012.
  3. This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest on 11/5/2010. 25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/5/2011.
  4. This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest on 7/31/06, and 6.25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 1/31/2010.
  5. This option to purchase shares of common stock vests as follows: 25% of the total amount of shares subject to the option vest on 11/7/2009. 25% of the total amount of shares subject to the option vest each three months thereafter until all shares are vested on 8/7/2010.