Filing Details

Accession Number:
0001181431-14-005307
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-05 18:16:46
Reporting Period:
2014-02-04
Filing Date:
2014-02-05
Accepted Time:
2014-02-05 18:16:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
928054 Flotek Industries Inc FTK Miscellaneous Chemical Products (2890) 900023731
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1173236 John Chisholm 10603 W. Sam Houston Parkway N.
Suite 300
Houston TX 77064
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-02-04 50,000 $20.91 366,445 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,470 Indirect ProTechnics II
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $2.30 2004-12-23 2014-12-22 332 332 Direct
Common Stock Stock Option $9.40 2005-12-22 2015-12-21 20,000 20,332 Direct
Common Stock Stock Option $22.75 2009-03-28 2014-03-27 4,628 24,960 Direct
Common Stock Stock Option $2.51 2010-02-16 2015-02-15 26,668 51,628 Direct
Common Stock Stock Option $1.02 2010-06-22 2013-06-30 400,000 451,628 Direct
Common Stock Stock Option $2.17 2010-12-31 2016-11-09 300,000 751,628 Direct
Common Stock Stock Option $9.19 2011-04-08 2017-04-07 400,000 1,151,628 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-12-22 332 332 Direct
2015-12-21 20,000 20,332 Direct
2014-03-27 4,628 24,960 Direct
2015-02-15 26,668 51,628 Direct
2013-06-30 400,000 451,628 Direct
2016-11-09 300,000 751,628 Direct
2017-04-07 400,000 1,151,628 Direct