Filing Details

Accession Number:
0000750556-14-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-02-04 16:17:27
Reporting Period:
2013-04-20
Filing Date:
2014-02-04
Accepted Time:
2014-02-04 16:17:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
750556 Suntrust Banks Inc STI National Commercial Banks (6021) 581575035
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1518495 Aleem Gillani 303 Peachtree Street, N.e.
Atlanta GA 30303
Corp. Exex. Vice Pres And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-04-20 300 $29.19 2,000 No 4 S Indirect Custodial Account
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Custodial Account
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 90,920 Direct
Common Stock 300 Indirect Custodial Account
Common Stock 3,500 Indirect Trust
Common Stock 6,876 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 993 993 Direct
Common Stock Phantom Stock $0.00 2,708 2,708 Direct
Common Stock Phantom Stock $0.00 17,234 17,234 Direct
Common Stock Option $32.27 2014-02-08 2021-02-08 19,300 19,300 Direct
Common Stock Option $21.67 2022-02-14 29,599 29,599 Direct
Common Stock Option $27.41 2014-02-26 2023-02-26 11,464 11,464 Direct
Common Stock Option $27.41 2015-02-26 2023-02-26 11,464 11,464 Direct
Common Stock Option $27.41 2016-02-26 2023-02-26 11,465 11,465 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
993 993 Direct
2,708 2,708 Direct
17,234 17,234 Direct
2021-02-08 19,300 19,300 Direct
2022-02-14 29,599 29,599 Direct
2023-02-26 11,464 11,464 Direct
2023-02-26 11,464 11,464 Direct
2023-02-26 11,465 11,465 Direct
Footnotes
  1. Granted under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under SEC Rule 16b-3; includes 7,290 shares of restricted stock which vest on February 9, 2014.
  2. Shares are held in a custodial account for the benefit of an adult familiy member over which account the reporting person has investment and voting control.
  3. Shares are held in a custodial account for the benefit of a minor child of the reporting person over which account the reporting person has investment and voting control.
  4. Shares are held in a family trust over which the reporting person has voting and investment control.
  5. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents vares based on the closing price of SunTrust stock on the applicable measurement date.
  6. Acquired under the SunTrust Banks, Inc. Deferred Compensation Plan. These convert to common stock on a one-for-one basis.
  7. Reflects satisfaction of performance vesting condition (Tier 1 Capital) as of December 31, 2011 with respect to restricted stock units originally granted under the SunTrust Banks, Inc. 2009 Stock Plan on April 26, 2011. Grant was exempt pursuant to Rule 16b-3. Award remains subject to time-vesting criterion and will vest pro rata annually (i.e. one-third each year) and will vest post-retirement provided certain noncompetition and other restrictive covenants are performed.
  8. Represents restricted stock units, half of which vest on 2/14/2014 and half on 2/15/2015.
  9. Granted under the SunTrust Banks, Inc. 2009 Stock Plan.
  10. Granted pursuant to the SunTrust Banks, inc. 2009 Stock Plan. One third of the award vests each year for three years.