Filing Details

Accession Number:
0001140361-14-003844
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-30 16:12:27
Reporting Period:
2014-01-28
Filing Date:
2014-01-30
Accepted Time:
2014-01-30 16:12:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1332551 Resource Capital Corp. RSO Real Estate Investment Trusts (6798) 202287134
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1356155 F Jeffrey Brotman 1845 Walnut Street, 18Th Floor
Philadelphia PA 19103
Evp & Assistant Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-01-28 18,500 $5.89 255,152 No 4 S Direct
Common Stock Disposition 2014-01-29 19,000 $5.84 236,152 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 350 Indirect By Daughter
Footnotes
  1. The shares were sold pursuant to a 10b5-1 trading plan to satisfy taxes related to vesting of a restricted stock grant.
  2. On January 28, 2014, Jeffrey F. Brotman sold, in multiple transactions, Resource Capital Corp. common stock at prices ranging from $5.85 to $5.92.
  3. On January 29, 2014, Jeffrey F. Brotman sold, in multiple transactions, Resource Capital Corp. common stock at prices ranging from $5.82 to $5.885.