Filing Details

Accession Number:
0001447387-14-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-29 20:27:43
Reporting Period:
2013-12-27
Filing Date:
2014-01-29
Accepted Time:
2014-01-29 20:27:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
741815 Hooper Holmes Inc HH Services-Misc Health & Allied Services, Nec (8090) 221659359
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1058854 Cannell Capital Llc 310 E. Pearl Street, P.o. Box 3459
Jackson WY 83001
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-27 1,700 $0.50 10,683,238 No 4 P Indirect By partnerships and corporations
Common Stock Acquisiton 2014-01-27 4,800 $0.50 10,688,038 No 4 P Indirect By partnerships and corporations
Common Stock Acquisiton 2014-01-29 77,200 $0.50 10,765,238 No 4 P Indirect By partnerships and corporations
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By partnerships and corporations
No 4 P Indirect By partnerships and corporations
No 4 P Indirect By partnerships and corporations
Footnotes
  1. As of January 29, 2014 , Tristan Offshore Fund Limited ("Tristan Offshore"), Tristan Partners, L.P. ("Tristan"), and sundry separately-managed accounts managed by Cannell Capital LLC, ("Cannell SMAs" collectively with Tristan Offshore and Tristan the "Funds") owned in the aggregate (i) 10,765,238 shares of common stock, with par value of $0.04 per share of Hooper Holmes Inc. ("the Company")
  2. Cannell Capital LLC acts as the investment adviser to Tristan Offshore and the Cannell SMAs, and is the general partner of and investment adviser to Tristan. As a result, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of the Company held by the Funds. Mr. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. Thus, for the purposes of Reg. Section 240.13d-3, as of January 29, 2014 Mr. Cannell is deemed to beneficially own 10,765,238 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Funds, if any.