Filing Details

Accession Number:
0001015328-14-000061
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-29 16:10:12
Reporting Period:
2014-01-27
Filing Date:
2014-01-29
Accepted Time:
2014-01-29 16:10:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015328 Wintrust Financial Corp WTFC State Commercial Banks (6022) 363873352
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244290 J Edward Wehmer 9700 West Higgins Road, 8Th Floor
Rosemont IL 60018
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-27 9,000 $33.06 119,394 No 4 M Direct
Common Stock Acquisiton 2014-01-27 12,555 $33.28 131,949 No 4 M Direct
Common Stock Disposition 2014-01-27 33,289 $45.53 98,660 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Opion (right to buy) Disposition 2014-01-27 9,000 $0.00 9,000 $33.06
Common Stock Non-Qualified Stock Opion (right to buy) Disposition 2014-01-27 12,555 $0.00 12,555 $33.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-01-24 No 4 M Direct
0 2018-08-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,052 Indirect by 401(k) Plan
Common Stock 46,376 Indirect by Spouse
Common Stock 4,950 Indirect FBO children
Footnotes
  1. The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $45.27 to $45.74, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
  2. Option shares granted in conjunction with award under the Company's Stock Incentive Plan. Award shares vested at a rate of one-fifth each of the first five anniversaries of the date of grant.
  3. Option shares granted in conjunction with award under the Company's Long Term Incentive Program. Award shares vested at a rate of one-third on each of the first and second anniversaries of the date of grant and the final one-third on December 31, 2013.