Filing Details
- Accession Number:
- 0001127602-14-003286
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-29 14:20:43
- Reporting Period:
- 2014-01-27
- Filing Date:
- 2014-01-29
- Accepted Time:
- 2014-01-29 14:20:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASBC | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344171 | M Judith Docter | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2014-01-27 | 4,670 | $0.00 | 80,740 | No | 4 | A | Direct | |
| Common Stock $0.01 Par Value | Acquisiton | 2014-01-27 | 2,335 | $0.00 | 83,075 | No | 4 | A | Direct | |
| Common Stock $0.01 Par Value | Acquisiton | 2014-01-27 | 827 | $0.00 | 83,902 | No | 4 | A | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2014-01-28 | 14,000 | $17.00 | 69,902 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Acquisiton | 2014-01-27 | 20,526 | $0.00 | 20,526 | $17.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,526 | 2024-01-27 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $0.01 Par Value | 8,066 | Indirect | 401(k) Plan |
Footnotes
- Shares of restricted stock vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
- Represents the time-based portion of performance-based restricted stock units, 34% of which vest on the second anniversary of the grant date, and the remaining 66% of which vest on the third anniversary of the grant date.
- Shares awarded pursuant to performance-based restricted stock units granted in 2013 that vested in accordance with the respective restricted stock unit award agreements.
- Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.
Billionaire Hedge Funds
