Filing Details

Accession Number:
0001225208-14-002301
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-24 16:58:25
Reporting Period:
2014-01-23
Filing Date:
2014-01-24
Accepted Time:
2014-01-24 16:58:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
36104 Us Bancorp USB National Commercial Banks (6021) 410255900
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1072785 A Pamela Joseph 800 Nicollet Mall
Minneapolis MN 55402
Vice Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2014-01-23 160,000 $30.00 307,989 No 4 M Direct
Common Stock, $0.01 Par Value Acquisiton 2014-01-23 132,604 $30.40 440,593 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2014-01-23 292,604 $40.63 147,989 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.01 Par Value Employee Stock Option (Right to Buy) Disposition 2014-01-23 160,000 $0.00 160,000 $30.00
Common Stock, $0.01 Par Value Employee Stock Option (Right to Buy) Disposition 2014-01-23 132,604 $0.00 132,604 $30.40
Common Stock, $0.01 Par Value Restricted Stock Units Acquisiton 2014-01-23 5,048 $0.00 5,048 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
59,319 2016-01-17 No 4 M Direct
0 2015-01-18 No 4 M Direct
53,591 2014-02-14 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 11,332 Indirect By 401(k) plan
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $40.40 to $41.12. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. Based on a plan report dated December 31, 2013, the most recent plan report available.
  3. The option vested in four equal annual installments beginning on January 17, 2007.
  4. The option vested in four equal annual installments beginning on January 18, 2006.
  5. Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
  6. A grant of restricted stock units was awarded to the Reporting Person on February 14, 2013, and was reported on a Form 4 filed on February 19, 2013. The number of restricted stock units originally awarded was subject to adjustment based on certain fiscal 2013 corporate performance measures. On January 23, 2014, the adjusted, final number of units subject to the award was determined. The number of restricted stock units in column 5 is the number of units by which the original award was increased. The number of units in column 9 is the total final award amount.
  7. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.