Filing Details
- Accession Number:
- 0001383838-14-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-22 17:48:44
- Reporting Period:
- 2014-01-17
- Filing Date:
- 2014-01-22
- Accepted Time:
- 2014-01-22 17:48:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1030471 | Utstarcom Holdings Corp. | UTSI | Communications Equipment, Nec (3669) | 521782500 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1383838 | Management Capital Shah | 8601 Six Forks Road Suite 630 Raleigh NC 27615 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Utstarcom Holdings Corp | Acquisiton | 2014-01-17 | 1,000,000 | $2.54 | 6,426,057 | No | 4 | P | Indirect | See Footnote 1 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote 1 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Utstarcom Holdings Corp | 7,543,496 | Indirect | See Footnote 2 |
| Utstarcom Holdings Corp | 311,333 | Direct |
Footnotes
- Represents shares of common stock owned by Shah Capital Opportunity Fund LP (Fund) which could be deemed to be owned beneficially by Shah Capital Management (SCM)solely as a result of its discretionary power over such shares as investment adviser to the Fund and Shah Capital LLC, as a General Partner to the Fund.
- Represents shares of common stock deemed to be owned benefically by Shah Capital Management (SCM) solely as a result of its discretionary power over such shares as investment adviser to its separately managed account clients.
Billionaire Hedge Funds
