Filing Details
- Accession Number:
- 0001181431-14-003209
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-21 16:33:43
- Reporting Period:
- 2014-01-17
- Filing Date:
- 2014-01-21
- Accepted Time:
- 2014-01-21 16:33:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1030471 | Utstarcom Holdings Corp. | UTSI | Communications Equipment, Nec (3669) | 521782500 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1009417 | Softbank Holdings Inc Et Al | 38 Glen Avenue Newton MA 02459 | No | No | Yes | No | |
| 1065521 | Softbank Corp | 1-9-1, Higashi-Shimbashi Minato-Ku Tokyo M0 105-7303 | No | No | Yes | No | |
| 1076468 | Softbank America Inc | 38 Glen Avenue Newton MA 02459 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Disposition | 2014-01-17 | 4,883,875 | $2.54 | 0 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
Footnotes
- In addition to SoftBank America Inc. ("SoftBank America"), this form is filed by SoftBank Holdings Inc. ("SoftBank Holdings"), and SoftBank Corp. ("SoftBank"). SoftBank America is a wholly-owned subsidiary of SoftBank Holdings; accordingly, securities owned by SoftBank America may be regarded as being beneficially owned by SoftBank Holdings. SoftBank Holdings is a wholly-owned subsidiary of SoftBank; accordingly, securities owned by SoftBank Holdings may be regarded as being beneficially owned by SoftBank. Each of SoftBank America, SoftBank Holdings, and SoftBank disclaims beneficial ownership of securities owned by any other person or entity except to the extent of his or its respective pecuniary interest, if any, therein.
Billionaire Hedge Funds
