Filing Details

Accession Number:
0001181431-14-002533
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-15 17:15:46
Reporting Period:
2014-01-15
Filing Date:
2014-01-15
Accepted Time:
2014-01-15 17:15:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1253689 Glycomimetics Inc GLYC Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237289 D Scott Sandell 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-15 3,407,283 $0.00 3,994,258 No 4 C Indirect See Note 3
Common Stock Acquisiton 2014-01-15 487,500 $8.00 4,481,758 No 4 P Indirect See Note 3
Common Stock Acquisiton 2014-01-15 3,580,877 $0.00 3,580,877 No 4 C Indirect See Note 4
Common Stock Acquisiton 2014-01-15 512,500 $8.00 4,093,377 No 4 P Indirect See Note 4
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Note 3
No 4 P Indirect See Note 3
No 4 C Indirect See Note 4
No 4 P Indirect See Note 4
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A-1 Preferred Stock Disposition 2014-01-15 11,250,850 $0.00 3,407,283 $0.00
Common Stock Series A-1 Preferred Stock Disposition 2014-01-15 11,824,058 $0.00 3,580,877 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. This represents shares received upon conversion of shares of Series A-1 convertible preferred stock.
  2. Effective immediately prior to the closing of Issuer's initial public offering of its common stock, each share of Series A-1 Preferred Stock automatically converted into approximately 0.3028 shares of the Issuer's common stock. The Series A-1 Preferred stock had no expiration date.
  3. The Reporting Person is a general partner of NEA Partners 10, Limited Partnership ("NEA Parnters 10"), NEA Partners 10 is the sole general partner of New Enterprise Associates 10, Limited Partnership ("NEA 10"), the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securitites Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the Reporting Person has no pecuniary interest.
  4. The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of New Enterprise Associates 13, L.P. ("NEA 13"), which is the direct beneficial owner of the securitites. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securitites Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 shares in which the Reporting Person has no pecuniary interest.