Filing Details
- Accession Number:
- 0001231376-14-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-15 16:12:41
- Reporting Period:
- 2014-01-13
- Filing Date:
- 2014-01-15
- Accepted Time:
- 2014-01-15 16:12:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1035748 | Callidus Software Inc | CALD | Services-Computer Programming Services (7371) | 770438629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447252 | C. Jimmy Duan | C/O Callidus Software Inc. 6200 Stoneridge Mall Road Pleasanton CA 94588 | Svp, Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-13 | 10,000 | $2.62 | 264,425 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-13 | 10,000 | $13.80 | 254,425 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2014-01-13 | 10,000 | $0.00 | 10,000 | $2.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-28 | 2014-01-30 | No | 4 | M | Direct |
Footnotes
- Exercise of options and sale of exercised shares were made in accordance with a 10b5-1 Plan previously executed. Stock options would have expired January 30, 2014.
- This is the weighted average sales price. Shares were sold in multiple transactions at prices ranging from $13.65 to $13.95. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- Options vested over a period of four years in equal monthly installments commencing on January 30, 2009.
Billionaire Hedge Funds
