Filing Details
- Accession Number:
- 0001094739-14-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-09 19:59:00
- Reporting Period:
- 2014-01-07
- Filing Date:
- 2014-01-09
- Accepted Time:
- 2014-01-09 19:59:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094739 | Finisar Corp | FNSR | Semiconductors & Related Devices (3674) | 943038428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444728 | Todd Swanson | 1389 Moffett Park Drive Sunnyvale CA 94089-1134 | Exec.vp Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-07 | 1,408 | $3.36 | 132,191 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-07 | 1,907 | $3.36 | 134,098 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-07 | 4,946 | $23.44 | 130,010 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-07 | 1,408 | $0.00 | 1,408 | $3.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-01-07 | 1,907 | $0.00 | 1,907 | $3.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-08-12 | 2018-12-12 | No | 4 | M | Direct |
| 11,702 | 2008-12-12 | 2018-12-12 | No | 4 | M | Direct |
Footnotes
- Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on September 11, 2013.
- Includes 531 shares purchased under the Issuer's Employee Stock Purchase Plan on December 13, 2013 and such purchase was not required to be reported pursuant to Section 16(a) and also Includes 327 shares received as an Issuer match under the Issuer's 401K Plan on December 27, 2013 and not required to be reported.
Billionaire Hedge Funds
