Filing Details
- Accession Number:
- 0001181431-14-001850
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-08 16:10:09
- Reporting Period:
- 2014-01-07
- Filing Date:
- 2014-01-08
- Accepted Time:
- 2014-01-08 16:10:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1173236 | John Chisholm | 10603 W. Sam Houston Parkway N. Suite 300 Houston TX 77064 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-01-07 | 40,000 | $19.37 | 416,445 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,470 | Indirect | ProTechnics II |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $2.30 | 2004-12-23 | 2014-12-22 | 332 | 332 | Direct |
| Common Stock | Stock Option | $9.40 | 2005-12-22 | 2015-12-21 | 20,000 | 20,332 | Direct |
| Common Stock | Stock Option | $22.75 | 2009-03-28 | 2014-03-27 | 4,628 | 24,960 | Direct |
| Common Stock | Stock Option | $2.51 | 2010-02-16 | 2015-02-15 | 26,668 | 51,628 | Direct |
| Common Stock | Stock Option | $1.02 | 2010-06-22 | 2013-06-30 | 400,000 | 451,628 | Direct |
| Common Stock | Stock Option | $2.17 | 2010-12-31 | 2016-11-09 | 300,000 | 751,628 | Direct |
| Common Stock | Stock Option | $9.19 | 2011-04-08 | 2017-04-07 | 400,000 | 1,151,628 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-12-22 | 332 | 332 | Direct |
| 2015-12-21 | 20,000 | 20,332 | Direct |
| 2014-03-27 | 4,628 | 24,960 | Direct |
| 2015-02-15 | 26,668 | 51,628 | Direct |
| 2013-06-30 | 400,000 | 451,628 | Direct |
| 2016-11-09 | 300,000 | 751,628 | Direct |
| 2017-04-07 | 400,000 | 1,151,628 | Direct |
Billionaire Hedge Funds
