Filing Details
- Accession Number:
- 0001225208-14-001241
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-01-07 18:15:16
- Reporting Period:
- 2014-01-06
- Filing Date:
- 2014-01-07
- Accepted Time:
- 2014-01-07 18:15:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1489393 | Lyondellbasell Industries N.v. | LYB | Industrial Organic Chemicals (2860) | 980646235 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1500482 | L. Samuel Smolik | 1 Vine Street London X0 W1J 0AH | Vp Hse | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Acquisiton | 2014-01-06 | 22,029 | $13.11 | 61,612 | No | 4 | M | Direct | |
| Class A Ordinary Shares | Disposition | 2014-01-06 | 22,029 | $78.41 | 39,583 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Opt - Stock Option | Disposition | 2014-01-06 | 22,029 | $78.41 | 22,029 | $13.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,029 | 2020-04-30 | No | 4 | M | Direct |
Footnotes
- The exercise of stock options and the sale of the shares acquired upon such exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2013.
- Includes 38,500 restricted stock units granted pursuant to the issuer's long-term incentive plan: 37,379 granted on April 30, 2010 that vest on April 30, 2015 and 1,121 granted on December 11, 2012 that vest on April 30, 2014.
- This transaction was executed in multiple trades at prices ranging from $78.11 to $78.94. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option was originally granted on April 30, 2010 and vests in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant.
Billionaire Hedge Funds
