Filing Details

Accession Number:
0001123292-14-000057
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-06 18:02:19
Reporting Period:
2014-01-02
Filing Date:
2014-01-06
Accepted Time:
2014-01-06 18:02:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1467076 Colony Financial Inc. CLNY Real Estate Investment Trusts (6798) 270419483
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472233 P. Kevin Traenkle C/O Colony Financial, Inc.
2450 Broadway, 6Th Floor
Santa Monica CA 90404
Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-02 55,169 $0.00 174,986 No 4 J Direct
Common Stock Disposition 2014-01-02 13,576 $20.19 161,410 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 S Direct
Footnotes
  1. The acquisition represents the receipt of common stock granted by Colony Financial Manager, LLC ("Manager") for services provided to the Manager by Mr. Traenkle for the benefit of the Manager and Colony Financial, Inc.
  2. The disposition represents the sale of common stock to fund the payment of income taxes incurred by the reporting person in connection with the vesting of certain shares of common stock.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.10 to $20.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.