Filing Details

Accession Number:
0001181431-14-001326
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-01-06 16:34:59
Reporting Period:
2014-01-02
Filing Date:
2014-01-06
Accepted Time:
2014-01-06 16:34:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1467760 Apollo Commercial Real Estate Finance Inc. ARI Real Estate Investment Trusts (6798) 270467113
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1128865 Stuart Rothstein C/O Apollo Global Management, Llc
9 West 57Th Street, 43Rd Floor
New York NY 10019
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-01-02 3,000 $16.25 106,230 No 4 S Direct
Common Stock Disposition 2014-01-02 10,103 $16.27 96,127 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 26, 2013.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.23 to $16.2844, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Reported amount includes 70,000 restricted stock units ("RSUs") granted under the Apollo Commercial Real Estate Finance, Inc. 2009 Equity Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU Award Agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting dates.
  4. Consists of shares of common stock withheld by the issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the delivery of shares of common stock underlying vested RSUs.