Filing Details

Accession Number:
0001144204-13-069830
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-31 19:08:08
Reporting Period:
2013-10-11
Filing Date:
2013-12-31
Accepted Time:
2013-12-31 19:08:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1410428 Vringo Inc VRNG Communications Services, Nec (4899) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1554700 R. Alexander Berger C/O Vringo, Inc.
780 Third Avenue, 15Th Floor
New York NY 10017
Coo & Secretary Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Disposition 2013-10-11 292,000 $0.00 0 No 5 G Indirect By Alexander Ross Berger Revocable Trust
Common Stock, $0.01 Par Value Per Share Disposition 2013-10-11 113,543 $0.00 637,500 No 5 G Direct
Common Stock, $0.01 Par Value Per Share Disposition 2013-12-31 28,385 $2.95 609,115 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By Alexander Ross Berger Revocable Trust
No 5 G Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share 1,542,282 Indirect By ARB-A Investments Trust
Footnotes
  1. Gift of shares of common stock to the AR Berger 2013 Irrevocable Grantor Trust for estate and tax planning purposes.
  2. Gift of shares of common stock to the AR Berger 2013 Irrevocable Grantor Trust for estate and tax planning purposes.
  3. The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2013 to cover tax liabilities.
  4. Of which, 580,730 shares of common stock are represented by unvested restricted stock units.