Filing Details

Accession Number:
0001209191-13-058499
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-23 19:31:05
Reporting Period:
2013-12-19
Filing Date:
2013-12-23
Accepted Time:
2013-12-23 19:31:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180262 Herbalife Ltd. HLF Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504597 Bosco Shin-Shing Chiu 800 W. Olympic Blvd., Suite 406
Los Angeles CA 90015
Principal Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-19 1,120 $19.48 7,297 No 4 M Direct
Common Stock Disposition 2013-12-19 593 $79.58 6,704 No 4 D Direct
Common Stock Disposition 2013-12-20 527 $79.99 6,177 No 4 S Direct
Common Stock Acquisiton 2013-12-20 3,200 $21.57 9,377 No 4 M Direct
Common Stock Disposition 2013-12-20 1,738 $80.61 7,639 No 4 D Direct
Common Stock Disposition 2013-12-23 1,462 $81.10 6,177 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2013-12-19 1,120 $0.00 1,120 $19.48
Common Stock Stock Appreciation Rights Disposition 2013-12-20 3,200 $0.00 3,200 $21.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-11-30 No 4 M Direct
0 2018-02-28 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2013.
  2. This award of stock appreciation rights was fully vested as of November 30, 2009.
  3. This award of stock appreciation rights was fully vested as of February 28, 2011.