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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1054303	Rodman & Renshaw Capital Group Inc.	RODM	Security Brokers, Dealers & Flotation Companies (6211)	841374481

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
923792	J Winston Churchill	Suite 300, 1200 Liberty Ridge Drive Wayne PA 19087		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-08-17	10,000	$2.40	307,065	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	39,768	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option	$5.00		2017-10-14	10,000	10,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-10-14	10,000	10,000	Direct

Footnotes

Exercisable to acquire one-third of the underlying shares on the first anniversary of the grant date and to acquire an additional one-third of the underlying shares on each of the second and third anniversaries of the grant date.
All of these shares are restricted shares underlying Restricted Stock Units granted to the Reporting Person in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended. Such shares will be delivered to the Reporting Person in accordance with the terms of an award agreement between the Issuer and the Reporting Person.