Filing Details

Accession Number:
0001181431-10-031982
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-08 13:00:00
Reporting Period:
2010-05-27
Filing Date:
2010-06-08
Accepted Time:
2010-06-08 15:04:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
840216 California Coastal Communities Inc CALCQ Operative Builders (1531) 020426634
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1039765 Nv Groep Ing Amstelveenseweg 500, 1081 Kl
Po Box, 810, 1000 Av
Amsterdam P7 0000
Yes No Yes No
1279724 W Geoffrey Arens 1325 Avenue Of The Americas
New York NY 10019
Yes No No No
1279842 Ing Capital Llc 1325 Avenue Of The Americas
New York NY 10019
Yes No Yes No
1404975 Ing Global Investment Strategies Llc 1325 Avenue Of The Americas
New York NY 10019
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-05-27 755,683 $0.75 0 No 4 S Indirect See footnote 3.
Common Stock Disposition 2010-06-01 500,000 $0.75 0 No 4 S Indirect See footnote 3.
Common Stock Disposition 2010-06-04 500,000 $0.75 0 No 4 S Indirect See footnote 3.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote 3.
No 4 S Indirect See footnote 3.
No 4 S Indirect See footnote 3.
Footnotes
  1. On May 27, 2010, in a private, negotiated transaction, ING Capital LLC and/or various of its affiliated entities sold an aggregate of 755,683 shares of California Coastal Communities Inc. common stock. ING Groep N.V. is the indirect parent company of both ING Capital LLC and ING Global Investment Strategies LLC through a chain of wholly-owned subsidiaries.
  2. Geoffrey W. Arens disclaims beneficial ownership of all shares of common stock beneficially owned by ING Groep N.V., ING Capital LLC and ING Global Investment Strategies LLC.
  3. ING Groep N.V. is the indirect parent company of both ING Capital LLC and ING Global Investment Strategies LLC through a chain of wholly-owned subsidiaries. Geoffrey W. Arens has been a director of California Coastal Communities Inc. since April 5, 2004. Mr. Arens is a Managing Director of ING Capital LLC and Chief Executive Officer and Managing Director of ING Global Investment Strategies LLC.
  4. On June 1, 2010, in a private, negotiated transaction, ING Capital LLC and/or various of its affiliated entities sold an aggregate of 500,000 shares of California Coastal Communities Inc. common stock. ING Groep N.V. is the indirect parent company of both ING Capital LLC and ING Global Investment Strategies LLC through a chain of wholly-owned subsidiaries.
  5. On June 4, 2010, in a private, negotiated transaction, ING Capital LLC and/or various of its affiliated entities sold an aggregate of 500,000 shares of California Coastal Communities Inc. common stock. ING Groep N.V. is the indirect parent company of both ING Capital LLC and ING Global Investment Strategies LLC through a chain of wholly-owned subsidiaries.