Filing Details
- Accession Number:
- 0000873303-10-000027
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-06-11 13:00:00
- Reporting Period:
- 2010-06-11
- Filing Date:
- 2010-06-11
- Accepted Time:
- 2010-06-11 16:58:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 873303 | Avi Biopharma Inc | AVII | Pharmaceutical Preparations (2834) | 930797222 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1417915 | Gil Ben Price | 3450 Monte Villa Parkway, Suite 101 Bothell WA 98021 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-06-11 | 7,000 | $1.44 | 98,982 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $1.10 | 2010-05-19 | 2019-05-19 | 20,000 | 20,000 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $1.30 | 2011-06-08 | 2020-06-08 | 30,000 | 30,000 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $1.55 | 2008-06-20 | 2018-05-20 | 20,000 | 20,000 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $2.83 | 2007-10-29 | 2017-10-29 | 33,000 | 33,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-05-19 | 20,000 | 20,000 | Direct |
| 2020-06-08 | 30,000 | 30,000 | Direct |
| 2018-05-20 | 20,000 | 20,000 | Direct |
| 2017-10-29 | 33,000 | 33,000 | Direct |
Footnotes
- Vesting: 25% of the shares vest each year from the date of grant with all shares vesting in four years.
- This option will vest on the earlier of (i) the anniversary date of the grant or (ii) the date of the Annual Meeting in the year following the date of grant.
- Option Grant vests monthly until all shares are vested one year from date of grant.
Billionaire Hedge Funds
