Filing Details

Accession Number:
0001179110-10-010742
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-18 13:00:00
Reporting Period:
2010-05-10
Filing Date:
2010-06-18
Accepted Time:
2010-06-18 11:44:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1036044 Identive Group Inc. INVE Computer Peripheral Equipment, Nec (3577) 770444317
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480431 S.c. Daniel Wenzel 1900 Carnegie Avenue
Building B
Santa Ana CA 92705
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-10 180,769 $1.66 8,579,580 No 4 P Indirect See footnote 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote 2
Footnotes
  1. The shares were issued in connection with the conversion of an outstanding loan between Mountain Partners and Bluehill ID AG at a conversion price of EURO 1.30, or US $1.66 per share, the closing price of the issuer's common stock on The Nasdaq Global Market on May 7, 2010.
  2. Shares of common stock held indirectly after issuance include 4,724,868 shares held by Mountain Partners AG, which is an affiliate of Daniel S. Wenzel; 2,003,653 shares held by BH Capital Management AG, a company controlled and owned by Ayman S. Ashour and Mountain Partners AG, which is an affiliate of Mr. Wenzel; 1,076,068 shares held by Mountain Super Angel AG, a fund managed by Mountain Capital Management AG, of which Mountain Partners AG, which is an affiliate of Mr. Wenzel, owns 100%; and 774,991 shares held by Rosenberg Venture AG, of which Mr. Wenzel is a member of the board of directors.