Filing Details

Accession Number:
0001181431-10-027192
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-17 13:00:00
Reporting Period:
2010-05-13
Filing Date:
2010-05-17
Accepted Time:
2010-05-17 11:13:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056903 American States Water Co AWR Water Supply (4941) 954676679
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409019 D Diane Rentfrow 5550 Via Vallarta
Yorba Linda CA 92887
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-03-01 23 $32.44 3,612 No 4 A Direct
Common Stock Acquisiton 2010-05-13 750 $25.55 4,362 No 4 M Direct
Common Stock Disposition 2010-05-13 750 $38.87 3,612 No 4 S Direct
Common Stock Acquisiton 2010-05-13 750 $25.92 4,362 No 4 M Direct
Common Stock Disposition 2010-05-13 750 $38.87 3,612 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option(right to buy) Disposition 2010-05-13 750 $0.00 750 $25.55
Common Stock Employee Stock Option(right to buy) Disposition 2010-05-13 750 $0.00 750 $25.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-02-02 2014-02-01 No 4 M Direct
0 2006-01-02 2015-01-02 No 4 M Direct
Footnotes
  1. DER units credited on 3/1/2010 as dividend at FMV
  2. The option became exercisable as to 33% of the total number of shares subject to the option on 2/2/05, 33% on 2/2/2006 and 34% on 2/2/2007.
  3. The option became exercisable as to 33% of the total number of shares subject to the option on 1/2/2006, 33% on 1/2/2007 and 34% on 1/2/2008.