Filing Details

Accession Number:
0001446436-10-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-17 13:00:00
Reporting Period:
2010-05-17
Filing Date:
2010-05-17
Accepted Time:
2010-05-17 15:40:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
53669 Johnson Controls Inc JCI Public Bldg & Related Furniture (2531) 390380010
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1446436 Colin Boyd 5757 N. Green Bay Avenue
P.o. Box 591
Milwaukee WI 53201
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-17 600 $30.05 1,303 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 786 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units/Restricted Stock Grant $0.00 2010-10-01 2012-10-01 4,145 4,145 Direct
Common Stock Phantom Stock Units/Restricted Stock Grant $0.00 2011-11-02 2013-11-02 6,556 6,556 Direct
Common Stock Employee Stock Option (Right to Buy) $28.79 2010-10-01 2018-10-01 40,000 40,000 Direct
Common Stock Employee Stock Option (Right to Buy) $24.87 2011-10-01 2019-10-01 40,000 40,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-10-01 4,145 4,145 Direct
2013-11-02 6,556 6,556 Direct
2018-10-01 40,000 40,000 Direct
2019-10-01 40,000 40,000 Direct
Footnotes
  1. Includes 2.6091 shares acquired via the reinvestment of dividends on April 5, 2010 at $33.03 per share.
  2. The number of underlying securities is based on the stock fund balance on April 30, 2010. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an April 30, 2010, stock fund price of $33.59 per share, and includes a company match of 95.684 shares on February 16, 2010.
  3. Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
  4. The phantom stock unit balance reflects an award of 4,000 restricted stock units granted on October 1, 2008, which vest as follows: 2,000 units on October 1, 2010, and 2,000 units on October 2, 2012, based on continuous employment with the issuer.
  5. Includes 145.485 phantom stock units acquired through the reinvestment of dividends on January 5 and April 5, 2010 at prices ranging from $27.80 to $25.648 per phantom stock unit.
  6. The phantom stock unit balance consists of an award of 6,500 restricted stock units granted on November 2, 2009, which vest as follows: 3,250 units on November 2, 2011, and 3,250 units on November 2, 2013, based on continuous employment with the issuer.
  7. Includes 56.044 phantom stock units acquired through the reinvestment of dividends on January 5 and April 5, 2010, at prices ranging from $27.80 to $25.648 per phantom stock unit.
  8. Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.