Filing Details

Accession Number:
0001144204-10-029157
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-20 13:00:00
Reporting Period:
2010-05-18
Filing Date:
2010-05-20
Accepted Time:
2010-05-20 09:56:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
93631 Frederick's Of Hollywood Group Inc FOH Women's, Misses', Children's & Infants' Undergarments (2340) 135651322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218315 Fursa Alternative Strategies Llc 25 Smith Street
Farmingdale NY US 11735
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-18 8,664,373 $0.00 17,051,333 No 4 P Indirect Through affiliated funds
Series A 7.5% Convertible Preferred Stock Disposition 2010-05-18 3,629,325 $0.00 0 No 4 S Indirect Through affiiliated funds
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Through affiliated funds
No 4 S Indirect Through affiiliated funds
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2010-05-18 500,000 $0.00 500,000 $2.00
Common Stock Warrants Acquisiton 2010-05-18 500,000 $0.00 500,000 $2.33
Common Stock Warrants Acquisiton 2010-05-18 500,000 $0.00 500,000 $2.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
500,000 2010-05-18 2013-05-17 No 4 J Indirect
500,000 2010-05-18 2015-05-17 No 4 J Indirect
500,000 2010-05-18 2017-05-17 No 4 J Indirect
Footnotes
  1. Pursuant to a Debt Exchange and Preferred Stock Conversion Agreement with the Issuer, dated as of February 1, 2010, the Reporting Person, on behalf of affiliated investment funds and separately managed accounts, converted an aggregate of 3,629,325 shares of Series A 7.5% Convertible Preferred Stock ("Preferred Stock") and approximately $1.3 million of accrued dividends payable in additional shares of Preferred Stock, and exchanged an aggregate of approximately $14.3 million principal amount and accrued interest of long term debt, into an aggregate of 8,664,373 shares of common stock of the Issuer, at an effective price of approximately $2.66 per share.
  2. The Reporting Person is a registered investment adviser, and serves as invesment advisor to affiliated investment funds and separately managed accounts over which it exercises discretionary authority. By virtue of its relationship with such affiliated funds and separately managed accounts, the Reporting Person may be deemed to have sole voting and dispositive power over the shares of the Issuer's securities, and so may be deemed to beneficially own such shares.
  3. William F. Harley, III, the Chief Investment Officer of the Reporting Person, is also a director of the Issuer. Mr. Harley may be deemed to exercise beneficial ownership of the Reporting Person's holdings in the Issuer in connection with the execution of his responsibilities with the Reporting Person, but disclaims personal beneficial ownership of such holdings except to the extent of his personal pecuniary interest therein.
  4. Represents an aggregate of 3,629,325 shares of Preferred Stock and approximately $1.3 million of accrued dividends payable in additional shares of Preferred Stock.
  5. These warrants were issued in connection with the consummation of the above-referenced Debt Exchange and Preferred Stock Conversion Agreement.