Filing Details

Accession Number:
0001181431-10-022547
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-22 13:00:00
Reporting Period:
2010-04-21
Filing Date:
2010-04-22
Accepted Time:
2010-04-22 17:12:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350653 Alphatec Holdings Inc. ATEC Surgical & Medical Instruments & Apparatus (3841) 202463898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1364548 Healthpointcapital Partners Lp C/O Healthpoint Capital
505 Park Ave., 12Th Floor
New York NY 10022
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-04-21 9,200,000 $4.75 10,877,173 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The Reporting Person sold the shares upon the closing of the previously announced underwritten public offering by the Issuer and the Reporting Person of an aggregate of 18,400,000 shares of the Issuer's common stock, consisting of 9,200,000 shares sold by the Issuer and 9,200,000 shares sold by the Reporting Person. The sales include shares sold upon exercise in full of the underwriters' over-allotment option.
  2. Mortimer Berkowitz III and John H. Foster, who are directors of the Issuer, are each a managing member and beneficial owner of HGP, LLC, which is the general partner of the Reporting Person. Messrs. Berkowitz and Foster are representatives of the Reporting Person on the Issuer's board of directors and the Reporting Person is a "director by deputization."