Filing Details
- Accession Number:
- 0001209191-10-008924
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2010-02-12 12:00:00
- Reporting Period:
- 2009-12-31
- Filing Date:
- 2010-02-12
- Accepted Time:
- 2010-02-12 15:45:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1042046 | American Financial Group Inc | AFG | Fire, Marine & Casualty Insurance (6331) | 311544320 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 943521 | H Carl Lindner | One East Fourth Street Cincinnati OH 45202 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-05-14 | 291 | $0.00 | 0 | No | 5 | P | Direct | |
| Common Stock | Disposition | 2009-03-17 | 37,686 | $0.00 | 3,972,095 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2009-04-08 | 1,481 | $0.00 | 3,970,614 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2009-07-17 | 6,800 | $0.00 | 3,964,105 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2009-08-20 | 143,497 | $0.00 | 3,820,608 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2009-09-10 | 79,744 | $0.00 | 3,740,864 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2009-12-01 | 6,779 | $0.00 | 0 | No | 5 | G | Indirect | #1 |
| Common Stock | Disposition | 2009-12-28 | 15 | $0.00 | 3,738,393 | No | 5 | G | Indirect | #4 |
| Common Stock | Disposition | 2009-04-01 | 5,540 | $0.00 | 4,623,359 | No | 5 | G | Indirect | #7 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
| No | 5 | G | Indirect | #1 |
| No | 5 | G | Indirect | #1 |
| No | 5 | G | Indirect | #1 |
| No | 5 | G | Indirect | #1 |
| No | 5 | G | Indirect | #1 |
| No | 5 | G | Indirect | #1 |
| No | 5 | G | Indirect | #4 |
| No | 5 | G | Indirect | #7 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 0 | Indirect | #2 |
| Common Stock | 2,104,693 | Indirect | #3 |
| Common Stock | 398,628 | Indirect | #6 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Deferred Compensation | $24.95 | 20,877 | 20,877 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 20,877 | 20,877 | Direct |
Footnotes
- Rasp Distribution
- On 1/6/2009 Indirect # 6 transferred 668,180 shares of AFG common stock to Indirect #2; on 3/30/2008 Indirect #6 transferred 1,769,617 shares of AFG common stock to Indirect #2; on 3/31/2009, Indirect #2 transfered 2,890,275 shares of AFG common stock to Indirect #7 and Indirect #3 transferred 2,109,725 shares to Indirect #7 and Indirect #6 transferred 978,643 shares to Indirect #2; on 6/1/2009 the Reporting Person transferred 291 shares of AFG common stock to Indirect #1; on 6/30/2009, Indirect #7 transferred 137,747 shares of AFG common stock to Indirect #3.
- Indirect #1: By Carl H. Lindner Jr., et al. TTEE for the CHL Amended and Restated Family Trust dated 12/12/83.
- On 7/22/2009, Indirect #2 transferred 984,183 shares of AFG common stock to Indirect #3; on 9/30/2009, Indirect #6 transferred 127,857 shares of AFG common stock to Indirect #3 and Indirect #7 transferred 114,518 shares to Indirect #3; on 12/1/2009, Indirect #1 transferred 3,734,085 shares of AFG Common stock to Indirect #4; on 12/31/2009, Indirect #6 transferred 621,552 shares of AFG commons stock to Indirect #3 and Indirect #7 transferred 118,836 shares to Indirect #3.
- Indirect #2: By Edyth B. Lindner, Spouse.
- Indirect #3: EBL TTEE of the Edyth B. Lindner Family Trust Dated 4/13/04.
- Indirect #4: By Carl H. Lindner, Jr., et al. Trustee of the CHL Amended and Restated Family Trust dated 1/22/82.
- Indirect #6: EBL 2008-1 Qualified Annuity Trust dtd 7/21/08.
- Indirect #7: EBL 2009-1 Qualified Annuity Trust dtd 3/31/2009.
- Represents amounts deferred by the Reporting Person in the Issuer's Deferred Compensation Plan. The account value increases or decreases based on the value of the Issuer's common stock. Upon termination of employment or earlier, if so elected, the Reporting Person's account balance may be distributed, at the option of the Issuer, either in cash or in shares of the Issuer's common stock.
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