Filing Details

Accession Number:
0001140361-10-007149
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-02-17 12:00:00
Reporting Period:
2010-02-17
Filing Date:
2010-02-17
Accepted Time:
2010-02-17 14:57:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1043219 Annaly Capital Management Inc NLY Real Estate Investment Trusts (6798) 223479661
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1235653 J A Michael Farrell C/O: Annaly Capital Management, Inc.
1211 Avenue Of The Americas, Suite 2902
New York NY 10036
Pres., Chairman Of Board & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-02-17 3,000 $17.45 2,192,867 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Preferred Stock 3,500 Direct
Class A Preferred Stock 3,500 Indirect Michael Farrell C/F Taylor Carolyn Farrell
Class A Preferred Stock 8,000 Indirect By daughter
Class A Preferred Stock 8,200 Indirect By son
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to purchase Common Stock $17.97 2004-08-04 2013-08-04 200,000 200,000 Direct
Common Stock Option to purchase Common Stock $17.39 2005-04-19 2014-04-19 150,000 150,000 Direct
Common Stock Option to purchase Common Stock $17.07 2006-07-07 2015-07-07 150,000 150,000 Direct
Common Stock Option to purchase Common Stock $11.72 2007-02-13 2016-02-13 37,500 37,500 Direct
Common Stock Option to purchase Common Stock $15.70 2008-05-17 2017-05-17 150,000 150,000 Direct
Common Stock Option to purchase Common Stock $16.46 2009-05-08 2018-05-08 200,000 200,000 Direct
Common Stock Option to purchase Common Stock $15.61 2009-09-19 2018-09-19 170,000 170,000 Direct
Common Stock Option to purchase Common Stock $13.25 2010-04-22 2019-04-22 400,000 400,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-08-04 200,000 200,000 Direct
2014-04-19 150,000 150,000 Direct
2015-07-07 150,000 150,000 Direct
2016-02-13 37,500 37,500 Direct
2017-05-17 150,000 150,000 Direct
2018-05-08 200,000 200,000 Direct
2018-09-19 170,000 170,000 Direct
2019-04-22 400,000 400,000 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $17.4475 to $17.45. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  2. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  3. Options previously granted.