Filing Details
- Accession Number:
- 0000018230-10-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-02-04 12:00:00
- Reporting Period:
- 2010-02-03
- Filing Date:
- 2010-02-04
- Accepted Time:
- 2010-02-04 11:12:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 18230 | Caterpillar Inc | CAT | Construction Machinery & Equip (3531) | 370602744 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1057580 | Frank W Blount | 1040 Stovall Boulevard Atlanta GA 30319 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2010-02-03 | 8,000 | $21.88 | 26,033 | No | 4 | M | Direct | |
| Common | Disposition | 2010-02-03 | 8,000 | $53.46 | 18,033 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Employee Stock Option | Disposition | 2010-02-03 | 8,000 | $0.00 | 8,000 | $21.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-04-12 | No | 4 | M | Direct |
Footnotes
- This amount includes 1459 dividend reinvestment shares.
- (Right to buy) with tandem tax withholding rights.
- Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.
Billionaire Hedge Funds
