Filing Details
- Accession Number:
- 0001209191-10-004041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-01-20 12:00:00
- Reporting Period:
- 2010-01-15
- Filing Date:
- 2010-01-20
- Accepted Time:
- 2010-01-20 19:11:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1373048 | Thomas Zimmer | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Svp, North America | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-01-15 | 3,750 | $14.00 | 17,204 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-01-15 | 3,750 | $8.02 | 20,954 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-15 | 7,500 | $44.00 | 13,454 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-01-19 | 8,750 | $15.00 | 22,204 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-01-19 | 8,750 | $45.00 | 13,454 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options | Disposition | 2010-01-15 | 3,750 | $0.00 | 3,750 | $14.00 |
| Common Stock | Non-Qualified Stock Options | Disposition | 2010-01-15 | 3,750 | $0.00 | 3,750 | $8.02 |
| Common Stock | Non-Qualified Stock Options | Disposition | 2010-01-19 | 8,750 | $0.00 | 8,750 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-09-01 | No | 4 | M | Direct | |
| 0 | 2014-04-03 | No | 4 | M | Direct | |
| 23,750 | 2015-04-27 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 21, 2009.
- These options vested in 5% increments commencing on March 31, 2005 and on the last day of the nineteen subsequent calendar quarters.
- These options vested in 5% increments commencing on April 3, 2004 and on the last day of the nineteen subsequent calendar quarters.
- These options vest in increments of 1,250 on the last day of each calendar quarter from 06/30/2005 until 03/31/2010.
Billionaire Hedge Funds
