Filing Details

Accession Number:
0001519506-12-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-03-19 13:00:00
Reporting Period:
2012-03-15
Filing Date:
2012-03-19
Accepted Time:
2012-03-19 16:22:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
883237 Virtus Investment Partners Inc. VRTS Investment Advice (6282) 954191764
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1450955 Iii Patrick William Bradley C/O Virtus Investment Partners, Inc.
100 Pearl Street
Hartford CT 06103
Svp, Fund Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2012-03-15 2,377 $0.00 11,872 No 4 A Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-03-15 671 $82.03 11,201 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-03-16 1,253 $80.94 9,948 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-03-16 100 $81.53 9,848 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2011 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2014 and will be settled for shares of common stock on a one-for-one basis upon vesting.
  2. Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award.
  3. This transaction was executed in multiple trades at prices ranging from $80.47 to $81.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  4. This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 5,780 RSUs that are scheduled to cliff vest on April 20, 2012 and (iii) 1,285 RSUs that are scheduled to cliff vest on March 15, 2013. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.