Filing Details

Accession Number:
0001209191-11-042500
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-04 13:00:00
Reporting Period:
2011-08-02
Filing Date:
2011-08-04
Accepted Time:
2011-08-04 17:13:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492426 Horizon Pharma Inc. HZNP Pharmaceutical Preparations (2834) 272179987
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1030575 Francois Jean Formela C/O Horizon Pharma, Inc.
1033 Skokie Blvd., Suite 355
Northbrook IL 60062
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-02 1,577,819 $0.00 1,577,819 No 4 C Indirect See FN
Common Stock Acquisiton 2011-08-02 179,740 $0.00 1,757,559 No 4 C Indirect See FN
Common Stock Acquisiton 2011-08-02 387,034 $9.00 2,144,593 No 4 C Indirect See FN
Common Stock Acquisiton 2011-08-02 7,086 $9.00 2,151,679 No 4 C Indirect See FN
Common Stock Acquisiton 2011-08-02 11,834 $9.00 2,163,513 No 4 C Indirect See FN
Common Stock Acquisiton 2011-08-02 352,576 $9.00 2,516,089 No 4 P Indirect See FN
Common Stock Acquisiton 2011-08-02 6,456 $9.00 2,522,545 No 4 P Indirect See FN
Common Stock Acquisiton 2011-08-02 10,782 $9.00 2,533,327 No 4 P Indirect See FN
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See FN
No 4 C Indirect See FN
No 4 C Indirect See FN
No 4 C Indirect See FN
No 4 C Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2011-08-02 1,577,819 $0.00 1,577,819 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2011-08-02 179,740 $0.00 179,740 $0.00
Common Stock Convertible Promissory Notes Disposition 2011-08-02 0 $0.00 387,034 $9.00
Common Stock Convertible Promissory Notes Disposition 2011-08-02 0 $0.00 7,086 $9.00
Common Stock Convertible Promissory Notes Disposition 2011-08-02 0 $0.00 11,834 $9.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,859,851 Indirect See FN
Footnotes
  1. Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock. Every 2.374 shares of preferred stock converted into one share of common stock upon the closing of the Issuer's initial public offering.
  2. The Reporting Person is a director of Atlas Venture Associates VI, Inc., the general partner of Atlas Venture Associates VI, L.P., the general partner of Atlas Venture Entrepreneurs' Fund VI, L.P. ("AVE") and Atlas Venture Fund VI, L.P. ("Venture") and the managing limited partner of Atlas Fund VI GmbH & Co. KG ("GmbH"). In such capacities he may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
  3. Includes 46,003 shares held of record by AVE, 27,544 shares held of record by GmbH and 1,504,272 shares held by Venture.
  4. Includes 5,240 shares held of record by AVE, 3,137 shares held of record by GmbH and 171,363 shares held by Venture.
  5. Represents shares acquired upon conversion, in connection with the Issuer's initial public offering, of convertible promissory notes.
  6. Securities held in the name of Venture.
  7. Securities held in the name of GmbH.
  8. Securities held in the name of AVE.
  9. Includes 9,520 shares held of record by AVE, 5,700 shares held of record by GmbH and 311,304 by Venture.
  10. These securities are preferred stock of the Issuer and did not have an expiration date. Prior to the Issuer's initial public offering of common stock, the securities were convertible at any time at the election of the holder. The securities automatically converted into shares of common stock upon the closing of the issuer's initial public offering of common stock.
  11. Principal and accrued interest converted upon the Issuer's initial public offering of common stock, into shares of common stock.