Filing Details

Accession Number:
0001209191-13-058081
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-20 11:54:35
Reporting Period:
2013-12-19
Filing Date:
2013-12-20
Accepted Time:
2013-12-20 11:54:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
713676 Pnc Financial Services Group Inc. PNC National Commercial Banks (6021) 251435979
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194846 E James Rohr One Pnc Plaza
249 Fifth Avenue
Pittsburgh PA 15222-2707
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$5 Par Common Stock Acquisiton 2013-12-19 170,137 $74.65 403,177 No 4 M Direct
$5 Par Common Stock Disposition 2013-12-19 170,137 $75.67 233,040 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
$5 Par Common Stock Employee Stock Option (Right-to-Buy) Reload Disposition 2013-12-19 170,137 $74.65 170,137 $74.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-05-17 2014-01-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
$5 Par Common Stock 38,359 Indirect 401(k) Plan
$5 Par Common Stock 58,200 Indirect By Spouse/Trust
$5 Par Common Stock 516 Indirect By Daughter
$5 Par Common Stock 13,314 Indirect By Daughter's Irrevocable Trust
$5 Par Common Stock 251,121 Indirect By Revocable Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
$5 Par Common Stock Phantom Stock Unit $0.00 30,088 30,088 Indirect
$5 Par Common Stock Phantom Stock Unit $0.00 70,214 70,214 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
30,088 30,088 Indirect
70,214 70,214 Indirect
Footnotes
  1. Stock option exercise and sale of underlying shares effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2013.
  2. Represents the weighted average price of shares sold in multiple transactions. The price range is less than $1.00. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price.
  3. The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reporting person under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directly allocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and the remainder of which is invested in a money market fund.
  4. Each phantom stock unit is the economic equivalent of one share of PNC Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.