Filing Details

Accession Number:
0001140361-13-046720
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-18 16:17:27
Reporting Period:
2013-12-16
Filing Date:
2013-12-18
Accepted Time:
2013-12-18 16:17:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1486800 Higher One Holdings Inc. ONE Services-Business Services, Nec (7389) 263025501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493941 Casey Mcguane C/O Higher One Holdings, Inc.
115 Munson Street
New Haven CT 06511
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-16 60,041 $0.50 90,919 No 4 M Direct
Common Stock Disposition 2013-12-16 60,041 $10.02 30,878 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-12-16 60,041 $0.00 60,041 $0.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-02-10 2015-02-10 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2012.
  2. The price represents the weighted average sale price of multiple transactions on the reported date at prices between $10.00 and $10.11. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.