Filing Details

Accession Number:
0001209191-13-057585
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-18 06:05:22
Reporting Period:
2013-12-13
Filing Date:
2013-12-18
Accepted Time:
2013-12-18 06:05:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280263 Ambarella Inc AMBA Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008463 Bu Lip Tan One California Street, Suite 2800
San Francisco CA 94111
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2013-12-16 695 $0.00 1,389 No 4 M Direct
Ordinary Shares Disposition 2013-12-13 7,304 $0.00 775,694 No 4 J Indirect See Footnote
Ordinary Shares Acquisiton 2013-12-13 1,994 $0.00 3,348 No 4 J Indirect See Footnote
Ordinary Shares Acquisiton 2013-12-13 694 $0.00 694 No 4 J Indirect See Footnote
Ordinary Shares Disposition 2013-12-17 694 $24.89 0 No 4 S Indirect See Footnote
Ordinary Shares Acquisiton 2013-12-13 714 $0.00 714 No 4 J Indirect See Footnote
Ordinary Shares Disposition 2013-12-17 714 $24.89 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 S Indirect See Footnote
No 4 J Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Restricted Stock Units Disposition 2013-12-16 695 $0.00 695 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,389 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 3,018 Indirect See Footnote
Footnotes
  1. Each RSU represents a contingent right to receive one share of the Issuer?s Ordinary Shares.
  2. Represents a pro-rata, in-kind distribution by Pacven Walden Management V Co., Ltd., without consideration, to their partners or shareholders as applicable.
  3. Such shares are held by Pacven Walden Ventures V, L.P. and affiliated funds. Mr. Tan disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
  4. Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92.
  5. Such shares are held by WIIG Pool, Inc., of which Mr. Tan is a director and shareholder. Mr. Tan disclaims beneficial ownership of the shares held by WIIG Pool, Inc. except to the extent of any pecuniary interest therein.
  6. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $24.82 to $24.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4.
  7. Such shares are held by Reserve Holdings LLC, of which Mr. Tan is a director and shareholder. Mr. Tan disclaims beneficial ownership of the shares held by Reserve Holdings LLC except to the extent of any pecuniary interest therein.
  8. Such shares are held by Pacven Walden Management Co., Ltd., of which Mr. Tan is the sole shareholder and director.
  9. Of the total 2,778 shares, the RSUs vest as to one-fourth of the RSUs each three months following June 15, 2013.