Filing Details

Accession Number:
0001019687-13-004874
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-17 21:31:06
Reporting Period:
2013-12-13
Filing Date:
2013-12-17
Accepted Time:
2013-12-17 21:31:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
67215 Dycom Industries Inc DY Water, Sewer, Pipeline, Comm & Power Line Construction (1623) 591277135
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1347175 Andrew H Deferrari 11770 U.s. Highway 1, Suite 101
Palm Beach Gardens FL 33408
Sr. Vp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricted Stock Units Acquisiton 2013-12-13 4,831 $0.00 50,486 No 4 A Direct
Common Stock Acquisiton 2013-12-14 11,698 $0.00 62,184 No 4 A Direct
Common Stock Disposition 2013-12-14 4,938 $27.14 57,246 No 4 F Direct
Common Stock Acquisiton 2013-12-16 6,500 $6.83 63,746 No 4 M Direct
Common Stock Acquisiton 2013-12-16 17,000 $13.88 80,746 No 4 M Direct
Common Stock Disposition 2013-12-16 11,018 $26.92 69,728 No 4 F Direct
Common Stock Disposition 2013-12-16 5,982 $26.92 63,746 No 4 S Direct
Common Stock Disposition 2013-12-16 10,000 $27.08 53,746 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option (right to buy) Disposition 2013-12-16 6,500 $0.00 6,500 $6.83
Common Stock Employee stock option (right to buy) Disposition 2013-12-16 17,500 $0.00 17,500 $13.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,500 2018-12-15 No 4 M Direct
17,500 2020-12-17 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to acquire one share of DY common stock, par value $0.33 1/3 per share.
  2. The restricted stock units vest in four substantially equal annual installments beginning December 14, 2014.
  3. No consideration was paid for the restricted stock units.
  4. These shares were awarded in settlement of the restricted stock units that vested on December 14, 2013 based upon the satisfaction of the following pre-established performance measures (i) operating earnings before asset impairments, amounts for performance unit or performance share compensation and amounts associated with the extinguishment of debt or termination of debt agreements and (ii) the ratio of operating cash flow to net income before asset impairments, amounts for performance unit or performance share compensation and amounts associated with the extinguishment of debt or termination of debt agreements. The performance measures were determined by excluding certain amounts attributable to acquisitions consummated during fiscal 2013.
  5. Withholding of common stock for the payment of tax liability incident to the vesting of restricted stock units.
  6. This price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.85 to $27.06, inclusive.
  7. This price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.87 to $27.28, inclusive. The reporting person undertakes to provide to Dycom Industries, Inc., any security holder of Dycom Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (6) and (7), as applicable.
  8. The option vested in four equal annual installments beginning on December 15, 2009.
  9. No consideration was paid for the derivative security.
  10. The option vests in four equal annual installments beginning on December 17, 2011.