Filing Details

Accession Number:
0001181431-13-063108
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-17 16:40:59
Reporting Period:
2013-12-13
Filing Date:
2013-12-17
Accepted Time:
2013-12-17 16:40:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015155 Charles & Colvard Ltd CTHR Jewelry, Silverware & Plated Ware (3910) 561928817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1484000 G Thomas Pautz C/O Charles &Amp; Colvard, Ltd.
300 Perimeter Park, Suite A
Morrisville NC 27560
President Of Wholesale No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-13 25,787 $0.69 25,787 No 4 M Direct
Common Stock Disposition 2013-12-13 25,787 $5.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2013-12-13 25,787 $0.00 25,787 $0.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,213 2009-11-11 2019-11-11 No 4 M Direct